Head Compliance
A reputable European bank is looking to fill the position of Head Compliance for their Singapore office.
Responsibilities:
- Responsible for the compliance function in Singapore
- Ensure bank’s activities are in compliance with the Securities & Futures Act / Financial Advisers Act / Banking regulations
- Implement banking laws, MAS regulations, notices and guidelines as well as new policies issued by the Head Office
- Conduct compliance surveillance on a timely basis and report exceptions to the respective line manager
- Perform and review AML alerts generated from the transaction monitoring system
- Perform special investigations and reviews where necessary
- Perform regular and annual review of accounts
- Submission of monthly and quarterly reports to Head of Compliance Asia
- Preparation and submission of reports to MAS, assist in handling external & internal audit and MAS inspection
Requirements:
- A good degree
- At least 5 years relevant work experience in compliance with direct experience in AML transaction monitoring, preferably in Private Banking
- Able to work well under pressure also take initiative
-----------------------------------------------------------------------------------------------